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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-11-08 |
| TN | RA | APPROVED | 2022-04-28 |
| TX | RA | APPROVED | 2022-04-25 |
Branch Locations
3102 West End Avenue Suite 200, Nashville, TN 37203 • United States
563 Hub Boulevard Suite 301, Bowling Green, KY 42103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Hattiesburg | MS | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hattiesburg | MS | 11/2016 | 05/2019 |
| Edward Jones | Saint Louis | MO | 06/2019 | 11/2019 |
| Stephens Inc. | Nashville | TN | 11/2019 | 11/2020 |
| Global Shares Financial Services Inc. | Nashville | TN | 03/2021 | 04/2022 |
| Global Shares Inc. | Nashville | TN | 03/2021 | 04/2022 |
| Unemployed | Nashville | TN | 11/2020 | 03/2021 |
| Morgan Stanley | Nashville | TN | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-07 |
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