Hari Sharma

Santander Securities LLC

Mercerville, NJ

Conshohocken, PA

Cherry Hill, NJ

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Current Employers

Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-01-04

NJ RA
APPROVED

Since 2017-01-04

Branch Locations

2730 Nottingham Way, Mercerville, NJ 08619 • United States

1700 Kuser Road, Hamilton, NJ 08690 • United States

2465 South Broad Street, Hamilton, NJ 08610 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

Broad Street And Garfield Avenue, Palmyra, NJ 08065 • United States

302 Haddon Avenue, Westmont, NJ 08108 • United States

1970 Route 70 East, Cherry Hill, NJ 08003 • United States

555 High Street, Unit #2, Mt. Holly, NJ 08060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cco Investment Services Corp	Philadelphia	PA	06/2014	12/2016
Santander Bank, Na	Boston	MA	12/2016	Present
Santander Securities, Llc	Dorchester	MA	12/2016	01/2023
Santander Securities, Llc	Dorchester	MA	01/2023	Present

06/2014 → 12/2016

Cco Investment Services Corp

Philadelphia, PA
12/2016 → Present

Santander Bank, Na

Boston, MA
12/2016 → 01/2023

Santander Securities, Llc

Dorchester, MA
01/2023 → Present

Santander Securities, Llc

Dorchester, MA

Previous Registrations

2014-06-18 → 2016-12-20

Citizens Securities, Inc.

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Philadelphia, PA

Plymouth Meeting, PA

Voorhees, NJ
2012-09-19 → 2014-06-17

Santander Securities Llc

Hamilton, NJ

Toms River, NJ

Princeton, NJ

Somerville, NJ

Skillman, NJ

West Windsor, NJ

Hamilton, NJ

Somerville, NJ

Hamilton Township, NJ

Monroe Township, NJ

Washington Crossing, PA

Philadelphia, PA

Villanova, PA

Lawrenceville, NJ

Trenton, NJ

Lawrenceville, NJ

Pennington, NJ
2011-07-08 → 2012-09-19

Lpl Financial Llc

Hamilton, NJ

Ewing, NJ

Hamilton, NJ

Manalapan, NJ

Englishtown, NJ

Trenton, NJ

Washington Crossing, PA

Monroe Township, NJ
2011-04-07 → 2011-07-07

Pnc Wealth Management Llc

New Brunswick, NJ

South River, NJ

Dayton, NJ

Dayton, NJ

Piscataway, NJ

Piscataway, NJ
2010-04-23 → 2011-04-19

Lpl Financial Llc

Ewing, NJ

Yardley, PA
2006-12-06 → 2010-04-13

Wells Fargo Clearing Services, Llc

Bridgewater, NJ

Hillsborough, NJ

Short Hills, NJ

Union, NJ

Somerville, NJ

Short Hills, NJ

Springfield, NJ
2004-03-17 → 2006-11-30

Pnc Wealth Management Llc

Raritan, NJ

Somerville, NJ

Raritan, NJ

Phillipsburg, NJ

Bloomsbury, NJ

Clinton, NJ

Annandale, NJ

Clinton, NJ

Phillipsburg, NJ

Raritan, NJ

Flemington, NJ
2002-09-09 → 2004-03-17

Quick & Reilly, Inc.

Bridgewater, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-15

S66 Uniform Combined State Law Examination

2002-08-15

Other Names

Hari Ram Sharma

View on SEC IAPD

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Other Investors

DAVID JAMES DOMINICI

Jordan Assentato

JACQUELINE P ZAPICCHI-CLOUGHSEY

CARLOS ANTONIO SOSA

Philip JEFFREY Calandra

THOMAS JOSEPH DZIUBEK

JUSTIN TIGER MURRAY

Other Offices

CETERA INVESTMENT ADVISERS LLC · Hamilton, NJ

CETERA INVESTMENT ADVISERS LLC · Hamilton, NJ

CETERA INVESTMENT ADVISERS LLC · Hamilton, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MERCERVILLE, NJ

CETERA INVESTMENT ADVISERS LLC · Hamilton, NJ

TD PRIVATE CLIENT WEALTH LLC · Mercerville, NJ

WELLS FARGO CLEARING SERVICES, LLC · HAMILTON SQUARE, NJ

OSAIC WEALTH, INC. · HAMILTON, NJ

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