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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-02
TX RA APPROVED_RES 2025-08-06
  • NJ RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2025-08-06

Branch Locations

2667 Nottingham Way, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hamilton Square NJ 05/2015 03/2020
Ameriprise Financial Services, Llc Hamilton NJ 03/2020 08/2025
Cetera Wealth Services Llc El Segundo CA 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
Game Time Performance; Howell NJ 07/2016 05/2026
  • 05/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Hamilton Square, NJ
  • 03/2020 → 08/2025
    Hamilton, NJ
  • 08/2025 → Present
    Cetera Wealth Services Llc
    El Segundo, CA
  • 08/2025 → Present
    Schaumburg, IL
  • 07/2016 → 05/2026
    Game Time Performance;
    Howell, NJ
Previous Registrations
  • 2015-06-02 → 2025-08-15
    Hamilton Square, NJ
    Hamilton, NJ
    Clarksburg, NJ
  • 2009-07-17 → 2015-05-22
    Signator Investors, Inc.
    Livingston, NJ
    Hamilton, NJ
  • 2009-01-02 → 2009-07-08
    Hamilton Township, NJ
    Bala Cynwyd, PA
    Hamilton Township, NJ
  • 2004-09-07 → 2009-01-05
    Signator Investors, Inc.
    W. Trenton, NJ
    Hamilton, NJ
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1985; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ST. JOSEPHS MENS GUILD; INVESTMENT RELATED: NO; ADDRESS: MILLSTONE TOWNSHIP, NJ 08510; NATURE OF BUSINESS: RELIGIOUS; START DATE: 09/1999; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: DEPOSITING, WRITING CHECKS (ABILITY TO WRITE CHECKS BUT DO NOT HAVE SIGNATURE AUTHORITY), PAYING INVOICES; 3. NAME OF OTHER BUSINESS: 1 LANGE AVE (RENTAL PARTNERSHIP); INVESTMENT RELATED: NO; ADDRESS: HARVEY CEDARS, NJ 08008; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/1987; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HANDLING OF FINANCES AND CO-PROPERTY MANAGEMENT; 4. NAME OF OTHER BUSINESS: REAL ESTATE RENTAL (BORDENTOWN OFFICE CONDO); INVESTMENT RELATED: NO; ADDRESS: BORDENTOWN, NJ 08505; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COLLECTING RENT; 5. NAME OF OTHER BUSINESS: TIMESHARE (ST. THOMAS); INVESTMENT RELATED: NO; ADDRESS: ST THOMAS, VIRGIN ISLANDS; NATURE OF BUSINESS: VACATION PROPERTY / RENTAL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: USE AS VACATION PROPERTY AS WELL AS COLLECTING RENTAL INCOME; 6. NAME OF OTHER BUSINESS: DFG FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/1986; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES SERVING CLIENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-09
S63 Uniform Securities Agent State Law Examination 1989-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-04-09
  • S63 Uniform Securities Agent State Law Examination
    1989-03-14
Designations

View on SEC IAPD

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