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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-20 |
Branch Locations
2667 Nottingham Way Suite 1, Hamilton, NJ 08619 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nottingham Agency Inc | Hamilton Square | NJ | 04/1994 | Present |
| Guardian Life Insurance Company | New York | NY | 01/2000 | 05/2018 |
| Tfs Securities, Inc. | Lincroft | NJ | 09/2001 | 09/2017 |
| Ameriprise Financial Services Inc. | Hamilton | NJ | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Hamilton | NJ | 03/2020 | 08/2025 |
| Cetera Investment Advisors Llc | Schaumburg | IL | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CO | 01/2026 | Present |
Real Estate Ownership; Commercial; 324 Farnsworth Ave, Bordentown, NJ, ,; Not Investment-Related; 07/01/2015. Independent Insurance Brokering; Aetna; 09/01/1994; Fixed Annuity / Standard Insurance Company; 01/01/2000; / American Equity; 04/01/2010; / Guardian Life; 04/01/2010; / QualCare; 01/01/2017; / Amerihealth; 09/01/1994; / Oxford; 09/01/1994; / Horizon Blue Cross; 09/01/1994; / Banner Life; 01/01/2000; / American General; 01/01/2000; / Cincinnati Life; 01/01/2017; / Protective Life; 01/01/2000; / Unum; 01/01/2000; . Outside Employment; Nottingham Agency, Inc.; Vice President Employee Benefits - Sales; ; 2277 Route 33, Suite 404, Hamilton, NJ 08690, ,; Not Investment-Related; 04/01/1994; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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