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Terry Daniel Smith

Smith Financial LLC

Ocala, FL

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Current Employers
Smith Financial Llc

4524 Se 33Rd Pl, Ocala, FL 34480 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-06
  • FL RA
    APPROVED
    Since 2026-05-06

Branch Locations

4524 Se 33Rd Pl, Ocala, FL 34480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Department Of Defense Springfield VA 04/2004 08/2023
Unemployed Ocala FL 09/2023 12/2025
Smith Financial Llc Ocala FL 01/2026 Present
  • 04/2004 → 08/2023
    Us Department Of Defense
    Springfield, VA
  • 09/2023 → 12/2025
    Unemployed
    Ocala, FL
  • 01/2026 → Present
    Smith Financial Llc
    Ocala, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-20
  • S65 Uniform Investment Adviser Law Examination
    2025-11-20

View on SEC IAPD

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