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Regina Mckelvey Spehl

Ameriprise Financial Services, LLC

Columbia, SC

Irmo, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-05
SC RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2024-02-05
  • SC RA
    APPROVED
    Since 2023-02-24

Branch Locations

1320 Main St Ste 240, Columbia, SC 29201-3266 • United States

Irmo, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Columbia SC 12/2016 12/2021
Ameriprise Financial Columbia SC 12/2021 12/2021
Homemaker Irmo SC 01/2016 12/2016
Ameriprise Financial Services, Llc Columbia SC 03/2020 03/2020
Ameriprise Financial Services, Llc. Columbia SC 12/2021 Present
Other Businesses

Fiduciary Activities; Agent named in a health care directive or living will.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Regina Elaine Mc Kelvey
  • Regina Elaine Mc Kelvey

View on SEC IAPD

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SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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