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Regina Mckelvey Spehl

Ameriprise Financial Services, LLC

Columbia, SC

Irmo, SC

CRD 4526049

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-05
SC RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2024-02-05
  • SC RA
    APPROVED
    Since 2023-02-24

Branch Locations

1320 Main St Ste 240, Columbia, SC 29201-3266 • United States

Irmo, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Columbia SC 12/2016 12/2021
Ameriprise Financial Columbia SC 12/2021 12/2021
Homemaker Irmo SC 01/2016 12/2016
Ameriprise Financial Services, Llc Columbia SC 03/2020 03/2020
Ameriprise Financial Services, Llc. Columbia SC 12/2021 Present
Other Businesses

Fiduciary Activities; Agent named in a health care directive or living will.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Regina Elaine Mc Kelvey
  • Regina Elaine Mc Kelvey

View on SEC IAPD

Nearby Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.

Nearby Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES

Nearby Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC

More in Columbia, SC

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