Brian Michael Clouden

Current Employers

Employment History

• 04/2002 → 07/2025
  Cadaret, Grant & Co., Inc.
  W. Seneca, NY
• 07/2004 → 10/2024
  Sgroi Financial, Llc
  West Seneca, NY
• 11/2017 → Present
  Sgroi Wealth Advisory Group Llc
  West Seneca, NY
• 07/2025 → Present
  Lpl Financial Llc
  West Seneca, NY

Previous Registrations

• 2014-10-24 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  W. Seneca, NY
  West Seneca, NY

Other Businesses

1-07/10/2025 - Sgroi Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/2004 - 10 hours per month/ during trading. 2- 07/10/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/22/2017 - 120 hours per month/ during trading 3- 10/13/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:09/01/2017 - 75 Hrs/Mth - 75 Hrs During Trading - I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 01/08/2026 - Sgroi Lawley Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ during trading 5-03/27/2026-Sgroi Lawley -Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/01/2026-120hrs/mth-120hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-12-09