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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-14 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
4305 N. Garfield Street 260, Midland, TX 79705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Midland | TX | 12/2014 | 11/2017 |
| Lpl Financial Llc | Midland | TX | 11/2017 | Present |
| Gateway Wealth Partners, Llc | Midland | TX | 02/2023 | Present |
1. 10/10/2017 - MELANIE D MILAM CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER/CPA - Start Date 01/01/1989 - 10 Hours Per Month/10 During Securities Trading - Time Spent 5%. 2. 10/10/2017 - GATEWAY FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/14/2015 - Time Spent 100% 3. 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/14/2023 - 100 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-25 |
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