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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
  • TX RA
    APPROVED
    Since 2023-02-14

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

4305 N. Garfield Street 260, Midland, TX 79705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Midland TX 12/2014 11/2017
Lpl Financial Llc Midland TX 11/2017 Present
Gateway Wealth Partners, Llc Midland TX 02/2023 Present
  • 12/2014 → 11/2017
    National Planning Corporation
    Midland, TX
  • 11/2017 → Present
    Lpl Financial Llc
    Midland, TX
  • 02/2023 → Present
    Midland, TX
Previous Registrations
  • 2015-01-14 → 2017-11-29
    National Planning Corporation
    Glastonbury, CT
    Midland, TX
Other Businesses

1. 10/10/2017 - MELANIE D MILAM CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - OWNER/CPA - Start Date 01/01/1989 - 10 Hours Per Month/10 During Securities Trading - Time Spent 5%. 2. 10/10/2017 - GATEWAY FINANCIAL PARTNERS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 5/14/2015 - Time Spent 100% 3. 09/08/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/14/2023 - 100 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-14
S63 Uniform Securities Agent State Law Examination 2002-04-25
  • S65 Uniform Investment Adviser Law Examination
    2014-05-14
  • S63 Uniform Securities Agent State Law Examination
    2002-04-25
Other Names
  • Melanie Denise Brooks

View on SEC IAPD

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