Brooke Lea Garafalo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America. N.A.
  New York, NY

Other Businesses

I*75614 FOR-PROFIT ORGANIZATION - D.GARAFALO, NORTH PLAINFIELD, NEW JERSEY 7060 - INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 1 HOUR(S) ANNUALLY, HRS DURING TRADING - 5, DATE ACTIVITY BEGAN 09/25/14, POSITION - OTHER, DAUGHTER; POA I*2341262, Entity Type: , Name of OBA: A J G TOD BENEFICIARIES ON FILE , Address: North Plainfield , New Jersey, 07060, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10-Apr-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2002-12-09