Charles Gardner Claus

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Charleston, SC

Previous Registrations

• 2010-12-03 → 2013-02-13
  Morgan Keegan & Company, Llc
  Charleston, SC
• 2006-11-01 → 2010-12-16
  First Citizens Asset Management, Inc
  Raleigh, NC
• 2006-03-03 → 2006-11-01
  First Citizens Investor Services, Inc.
  Daniel Island, SC
• 2002-07-05 → 2006-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charleston, SC
  Mount Pleasant, SC

Other Businesses

(1) CHILDREN'S MUSEUM OF THE LOWCOUNTRY POSITION: DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE NATURE: NON-PROFIT ORGANZATION TO EDUCATE CHILDREN AND THEIR FAMILIES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 1 START DATE: 09/01/2011 ADDRESS: 25 ANN STREET, CHARLESTON, SC 29403 DESCRIPTION: OVERSEEING LONG TERM MASTER PLANNING AND IMPLEMENTATION OF THE ORGANIZATION'S OBJECTIVES. (2) APEX: ACTIVE PLAY EXPERIENCE FOR KIDS ADDRESS: 11339 SANTA MONICA BOULEVARD,WEST LOS ANGELES, CA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED:YES START DATE: 06/15/2015 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: NONE. PASSIVE LLC MEMBER.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-03

Other Names

• Charles Claus