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Eva Colleen Soares

Soares Financial, Inc.

Napa, CA

CRD 4522667

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Employer firm

Soares Financial, Inc. CRD 120056

$21.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Soares Financial, Inc.

1832 Socol Ave. #106, Napa, CA 94559 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-16
  • CA RA
    APPROVED
    Since 2013-01-16

Branch Locations

1832 Socol Ave., #106, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Napa CA 03/2002 11/2017
Soares Financial, Inc. Napa CA 02/2002 Present
Previous Registrations
Designations
  • Certified Financial Planner
Other Names
  • Colleen Soares
  • Colleen Wills

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
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