Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 04/2002 | 08/2023 |
| Minnesota Life Ins Co | St Paul | MN | 04/2002 | 08/2023 |
| Pioneer Financial Group | Mars Hill | ME | 09/2016 | Present |
| Cetera Wealth Services, Llc | Mars Hill | ME | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) CENTRAL AROOSTOOK HISTORICAL SOCIETY POSITION: Trustee NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2011 ADDRESS: , Mars Hill ME , United States DESCRIPTION: Trustee 2) EASTON JUNIOR-SENIOR HIGH SCHOOL POSITION: Employee NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2000 ADDRESS: , Easton ME , United States DESCRIPTION: Employee 3) PIONEER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS:SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker 4) SHAW FINANCIAL SERVICES POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2002 ADDRESS:SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker 5) WALTER T A HANSEN MEMORIAL LIBRARY POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: , Mars Hill ME , United States DESCRIPTION: Member 6) NAME OF OTHER BUSINESS: RYAN AND SADIE SHAW; INVESTMENT RELATED: NO; ADDRESS: 69 MAIN STREET UNITS 3 & 4 MARS HILL, ME 04758; NATURE OF BUSINESS: REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELECT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-26 |
Reach out to this advisor