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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-07-31
  • ME RA
    APPROVED
    Since 2020-07-31

Branch Locations

174 Fuller Rd, Easton, ME 04740 • United States

Easton, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 10/2009 07/2020
Ameriprise Financial Services Llc Presque Isle ME 07/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Linear Momentum; Business set up to manage Ameriprise practice; Business set up to manage Ameriprise practice; 11 W Main St, Suite 103, , Fort Kent, ME, 4743; Not Investment-Related; 12/06/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Linear Momentum; vice president - Used to manage Ameriprise Office; ; 11 West Main street, Suite 103, , Fort Kent, ME, 4743; Not Investment-Related; 12/02/2020; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-27
  • S66 Uniform Combined State Law Examination
    2007-07-27
Other Names
  • William Mcpherson Browning
  • Mick Browning

View on SEC IAPD

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