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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-07-31
  • ME RA
    APPROVED
    Since 2020-07-31

Branch Locations

174 Fuller Rd, Easton, ME 04740 • United States

11 W Main St Ste 103, Fort Kent, ME 04743 • United States

Fort Kent, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 06/2006 07/2020
Ameriprise Financial Services Llc Fort Kent ME 07/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Linear Momentum Inc; Financial Advice; Entity to manage Ameriprise practice.; 11 W Main St Suite 103, , Fort Kent, ME, 4743; Not Investment-Related; 07/31/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Up North Corp; Owner; Forestry conservation, Rentals; Pleasant St, , Fort Kent, ME, 4743; Not Investment-Related; 08/01/1987; 1 to 9 hours per month; 0 during trading hours / Up North Timberlands, L.P.; Administrative; Rental Properties; 119 Pleasant St, , Fort Kent, ME, 4743; Not Investment-Related; 12/16/1996; 1 to 9 hours per month; 0 during trading hours / Market St Commercial Rentals LLC; Rental Properties; Real Estate; 11 W Main St Suite 104, , Fort Kent, ME, 04743; Not Investment-Related; 05/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Saint Francis Congregational Church Board of Directors; Treasurer; 685 Main St, , St Francis, ME, 04774; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09

View on SEC IAPD

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