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Giles Rudolph Arthur Fox

Southstate Private Capital Management LLC

Denver, CO

Columbia, SC

CRD 4519997

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Employer firm

Southstate Private Capital Management LLC CRD 165306

$4.96B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Southstate Private Capital Management Llc

520 Gervais Street, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-12
FL RA APPROVED 2019-02-27
NJ RA APPROVED 2018-04-10
AZ RA APPROVED 2017-07-06
NC RA APPROVED 2017-04-22
VA RA APPROVED 2017-04-22
CA RA APPROVED 2016-12-15
IL RA APPROVED 2016-12-15
WA RA APPROVED 2016-12-15
CO RA APPROVED 2014-06-05
  • TX RA
    APPROVED
    Since 2025-09-12
  • FL RA
    APPROVED
    Since 2019-02-27
  • NJ RA
    APPROVED
    Since 2018-04-10
  • AZ RA
    APPROVED
    Since 2017-07-06
  • NC RA
    APPROVED
    Since 2017-04-22
  • VA RA
    APPROVED
    Since 2017-04-22
  • CA RA
    APPROVED
    Since 2016-12-15
  • IL RA
    APPROVED
    Since 2016-12-15
  • WA RA
    APPROVED
    Since 2016-12-15
  • CO RA
    APPROVED
    Since 2014-06-05

Branch Locations

1331 17Th Street Ste 200, Denver, CO 80202 • United States

520 Gervais Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Capital Management, Llc Denver CO 09/2012 01/2026
Southstate Private Capital Management Llc Denver CO 01/2026 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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