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Current Employers
Walnut Investment Services Llc

1018 8Th Avenue, Brooklyn, NY 11215 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2023-07-14
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2023-07-14

Branch Locations

1018 8Th Avenue, Brooklyn, NY 11215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walnut Investment Services Llc Brooklyn NY 02/2001 Present
Harvey M Kraus Accounting Morganville NJ 06/1980 Present
Other Businesses

APPLICANT HAS BEEN IN BUSINESS FOR HIMSELF FOR OVER 25 YEARS AS AN ACCOUNTANT AND TAX PREPARER. HE CONTINUES IN THIS PROFESSION ALONG WITH HIS INVOLVEMENT AS A PRINCIPAL AND MANAGING PARTNER WITH WALNUT INVESTMENT SERVICES LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2000-11-28

View on SEC IAPD

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