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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-31 |
| NC | RA | APPROVED | 2015-04-15 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Securities Llc | Raleigh | NC | 05/2006 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2006 | Present |
Name: Band Together; Investment-Related: No Address: PO Box 6445, Raleigh, NC; Nature: non-profit; Position/Title: board member; Start: 8/1/2023; Hours/Month: 2; Hours during Market Hours: 1; Duties: raise money for charities with music events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-10 |
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