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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-12 |
| TX | RA | APPROVED_RES | 2025-03-12 |
Branch Locations
270 Park Ave Floor 10, New York, NY 10017 • United States
575 Washington Blvd Floor 9 & 10, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 11/2014 | 02/2025 |
| Jpmorgan Chase Bank, N.A. | Jersey City | NJ | 02/2025 | Present |
| J.P. Morgan Securities Llc | Jersey City | NJ | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-19 |
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