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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2014-11-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financialgroup | El Segundo | CA | 09/2011 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 01/2013 | Present |
| Cetera Advisor Networks | El Segundo | CA | 01/2013 | Present |
| Cetera Advisors Llc | Denver | CA | 01/2013 | Present |
| Cetera Financial Specialists | Schaumburg | IL | 01/2013 | Present |
OWNER OF STOP LIGHT BAIT AND GUNS. VOLUNTEER BASIS AS NEEDED. SAUK RAPIDS SPORTSMANS CLUB- 4 DAYS/YR SELL PULLTABS AT COUNTY FAIR. Redeemer Lutheran Church, Sunday School Teacher, 1 hour/week, no compensation; non-investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-22 |
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