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Shannah Susan Mollet-Kreller

Cetera Investment Advisers LLC

St Cloud, MN

CRD 4518143

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
MN RA APPROVED 2014-11-18
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • MN RA
    APPROVED
    Since 2014-11-18

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financialgroup El Segundo CA 09/2011 Present
Cetera Investment Services Llc St Cloud MN 01/2013 Present
Cetera Advisor Networks El Segundo CA 01/2013 Present
Cetera Advisors Llc Denver CA 01/2013 Present
Cetera Financial Specialists Schaumburg IL 01/2013 Present
  • 09/2011 → Present
    Cetera Financialgroup
    El Segundo, CA
  • 01/2013 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2013 → Present
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CA
  • 01/2013 → Present
    Cetera Financial Specialists
    Schaumburg, IL
Other Businesses

OWNER OF STOP LIGHT BAIT AND GUNS. VOLUNTEER BASIS AS NEEDED. SAUK RAPIDS SPORTSMANS CLUB- 4 DAYS/YR SELL PULLTABS AT COUNTY FAIR. Redeemer Lutheran Church, Sunday School Teacher, 1 hour/week, no compensation; non-investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-17
S63 Uniform Securities Agent State Law Examination 2011-09-22
  • S65 Uniform Investment Adviser Law Examination
    2014-11-17
  • S63 Uniform Securities Agent State Law Examination
    2011-09-22
Other Names
  • Shannah Susan Mollet

View on SEC IAPD

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