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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-19 |
| NC | RA | APPROVED | 2015-04-15 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Securities Llc | Raleigh | NC | 02/2004 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 02/2004 | Present |
Name: East Carolina University Foundation, Inc. Address: Greenville, NC Not Investment Related Nature: Foundation/Charitable Institution Position/Title: Member, Board of Directors Start: 08/01/2025 Hours/Month: 4 Hours during Market Hours: 1 Duties: the board oversees the funds and makes new investment manager decisions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-09 |
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