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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2020-10-15 |
Branch Locations
1299 S Beretania St Ste 220, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwr | Honolulu | HI | 12/2001 | Present |
| Tsukazaki & Associates, Llc | Honolulu | HI | 05/2007 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2007 | 10/2020 |
| Tao Investments Hawai'i | Honolulu | HI | 08/2019 | Present |
| Lpl Financial, Llc | Honolulu | HI | 10/2020 | Present |
1) 01/01/2016 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TSUKAZAKI & ASSOCIATES, LLC - 100% - NOT INVESTMENT RELATED - HONOLULU, HI 96814 2) 03/16/2018 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TAO INVESTMENTS HAWAII - INVESTMENT RELATED - HONOLULU, HI 96814 3) 06/01/2019 - REAL ESTATE RENTAL - 4231 ONO STREET LIHUE, HI 96766 - 0% - INVESTMENT RELATED - LIHUE, HI 96766 4) 05/01/2007 - NON-VARIABLE INSURANCE - BRADLEY ARAKI - INVESTMENT RELATED - HONOLULU, HI 96814 5) 12/2001 - OUTSIDE/W2-EMPLOYMENT - NAVY-MARINE GOLF COURSE - 1% - NOT INVESTMENT RELATED - HONOLULU, HI 96819 6) 03/22/2024 - Gallagher Life & Annuity Brokerage (formerly Partner's Advantage) - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/18/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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