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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-08-26 |
Branch Locations
91 Camden Street Suite 310, Rockland, ME 04841 • United States
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Rockland | ME | 06/2001 | 08/2021 |
| Apollon Wealth Management, Llc | Rockland | ME | 08/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2021 | Present |
1) Apollon Wealth. Investment related. See Registered Branch Location. Advisory. Registered Rep. Start 8/2021. 120 Hrs/mo, 120 trading hours. Investment Advisor client facing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-07 |
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