William Torey Carr

Current Employers

Employment History

• 11/2004 → 08/2021
  Ubs Financial Services Inc.
  Portland, ME
• 08/2021 → Present
  Apollon Wealth Management, Llc
  Portland, ME
• 08/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2005-02-14 → 2021-09-07
  Ubs Financial Services Inc.
  Portland, ME
  Portland, ME

Other Businesses

1) Apollon Wealth Management. Investment related. See Registered Branch Location. Nature - RIA. Position - Financial Advisor. Start - 08/2021. 140 hours per month, 140 hours during trading. Duties - Wealth Advisor and Business Planning. 2) PKS Financial. Investment Related. Located at 80 State Street, Albany NY 12207. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 3) Fixed Insurance - Investment Related. Located at See Registered Branch Location. Nature - Fixed/ Traditional Insurance. Position - Agent. Start 08/2021. 4 hours per month, 4 hours during trading hours. Duties - sell Fixed / Traditional Insurance products. 4) Old Orchard Beach High School head girls varsity basketball coach. Located at 40 Emerson Cummings Blvd, Old Orchard Beach, ME 04064; head varsity basketball coach; Start 6/2023; 20 hours per month, o hours during trading. 5) Gross & Net LLC; Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-09
• S63 Uniform Securities Agent State Law Examination
  1999-08-11

Other Names

• Torey Carr
• William Carr