Best Investors Account Sign in
Inactive

Nancy Lynn Schultz

Schultz Retirement Income Solutions, Inc.

Rockland, ME

CRD 4318143

Claim This Profile
Employer firm

Schultz Retirement Income Solutions, Inc. CRD 158577

$28.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Schultz Retirement Income Solutions, Inc.

147 Park Street, Rockland, ME 04841 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2011-07-27
  • ME RA
    APPROVED
    Since 2011-07-27

Branch Locations

147 Park Street, Rockland, ME 04841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schultz Retirement Income Solutions, Inc. Rockland ME 11/2010 Present
J Edward Knight Senior Advantage, Llc Rockland ME 06/2021 12/2025
Previous Registrations
  • 2009-01-02 → 2011-07-01
    Raymond James Financial Services Advisors, Inc
    Saint Petersburg, FL
    Rockland, ME
  • 2003-07-03 → 2009-01-02
    Raymond James Financial Services, Inc.
    Rockland, ME
    Augusta, ME
    Rockland, ME
    Augusta, ME
    Jamestown, NC
  • 2002-09-30 → 2002-12-13
    Keybanc Capital Markets Inc.
    Portland, ME
Other Businesses

1. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-24
  • S66 Uniform Combined State Law Examination
    2001-04-24

View on SEC IAPD

Nearby Firms

EDWARD JONES
APOLLON WEALTH MANAGEMENT, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Nearby Investors

Andrea Lynn Curtis-Southard
WILLIAM TOREY CARR
BRIANA MICHELLE ANDREONI

Nearby Offices

EDWARD JONES · ROCKLAND, ME
APOLLON WEALTH MANAGEMENT, LLC · ROCKLAND, ME
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ROCKLAND, ME

More in Rockland, ME

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor