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Steven P Sabatino

J.P. Morgan Securities LLC

New York, NY

CRD 4516584

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-19
  • NY RA
    APPROVED
    Since 2023-10-19

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 03/2004 Present
J.P. Morgan Securities Llc New York NY 11/2004 Present
Audio Evolution Diagnostics, Inc. Broken Arrow OK 03/2007 Present
  • 03/2004 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2004 → Present
    New York, NY
  • 03/2007 → Present
    Audio Evolution Diagnostics, Inc.
    Broken Arrow, OK
Other Businesses

Entity Name: AUDIO EVOLUTION DIAGNOSTICS, INC. Investment related: Yes Address: 2608 Broken Arrow, Oklahoma 74012 Nature of the other business: Medical Device/Medical Technology. Position/Title/Relationship: Partial Owner Start Date: 01 Mar 2007 Approximate # of hours a month: 0 Approximate # of hours during securities hours: 0 Briefly describe your duties: Seed Investor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-19
S63 Uniform Securities Agent State Law Examination 2002-05-02
  • S65 Uniform Investment Adviser Law Examination
    2023-10-19
  • S63 Uniform Securities Agent State Law Examination
    2002-05-02
Other Names
  • Steven P Sabatino

View on SEC IAPD

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