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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-11 |
| HI | RA | APPROVED | 2023-07-28 |
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
4655 Executive Dr Ste 300, San Diego, CA 92121-3123 • United States
1585 Kapiolani Blvd Ste 1304, Honolulu, HI 96814-4523 • United States
Escondido, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Bank | Mililani | HI | 04/2005 | 07/2023 |
| Lpl Financial Llc | Mililani | HI | 07/2011 | 04/2017 |
| Cetera Investment Advisers Llc | Mililani | HI | 04/2017 | 07/2023 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2017 | 07/2023 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 07/2023 | Present |
Real Estate Ownership; Single Family; 68-047 Laau Paina Pl, , Waialua, HI, 96791; Not Investment-Related; 01/01/2015. Independent Insurance Brokering; Guardian Life; 05/13/2025; Group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-21 |
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