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5 Mountain Blvd. Suite 9B, Warren, NJ 07059 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
5 Mountain Boulevard Suite 11B, Warren, NJ 07059 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Augulis Law Firm | Warren | NJ | 01/2000 | Present |
| Augulis Financial Firm, L.L.C. | Warren | NJ | 06/2016 | Present |
| Alan Augulis, Sole Proprietor | Warren | NJ | 06/1999 | Present |
ALAN L AUGULIS POSITION: INSURANCE AGENT NATURE: INSURANCE AGENT INVESTMENT RELATED: YES NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/1999 ADDRESS: 5 MOUNTAIN BLVD, SUITE 11B, WARREN NJ 07059 DESCRIPTION: INSURANCE REVIEWS FOR LEGAL CLIENTS. AUGULIS LAW FIRM POSITION: OWNER NATURE: LAW INVESTMENT RELATED: YES NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/2000 ADDRESS: 5 MOUNTAIN BLVD, SUITE 11B, WARREN NJ 07059 DESCRIPTION: OWNER LAW FIRM. PROVIDE LEGAL ADVICE AND DOCUMENTS PERTAINING TO ESTATE PLANNING AND ELDER LAW AND MANAGEMENT OF THE LAW FIRM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-05 |
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