Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-01-04
TX RA APPROVED 2016-01-04
  • KY RA
    APPROVED
    Since 2016-01-04
  • TX RA
    APPROVED
    Since 2016-01-04

Branch Locations

715 Mill St., Leitchfield, KY 42754 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 Present
Previous Registrations
  • 2011-02-07 → 2016-01-05
    Legend Advisory, Llc
    Leitchfield, KY
    Palm Beach Gardens, FL
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2016, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 200 HR/MO TRADING. 2) LEITCHFIELD LIONS CLUB, PO BOX 4092, LEITCHFIELD, KY, 08/2006, TREASURER, NIR, 100 HR/YR, 0 HR/YR TRADING. 3) EYE BANK OF KENTUCKY, 1510 NEWTON PIKE, SUITE 140, LEXINGTON, KY, 05/2023, BOARD MEMBER, HEALTHCARE, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) TWIN LAKES COINS & RARITIES, LLC, 715 Mill St., PO Box 4039, Leitchfield KY 42754, United States, 11/01/2024, Owner, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 20 HR/MO TRADING 5) 119 S. CLAGGETT DRIVE, LLC, 715 MILL ST, LEITCHFIELD, KY, 08/2009, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 6) WITTEN FINANCIAL SERVICES LLC, 715 Mill St., Leitchfield, KY 42754, 10/1999, IAR, Insurance/Benefits/Human Resources, NIR, 20 HR/YR, 10 HR/YR TRADING. 7) WITTEN FINANCIAL SERVICES LLC, 715 Mill St., Leitchfield, KY 42754, 01/2012, OWNER, BOOKKEEPING/TAX PREP, NIR, 80 HR/MO, 20 HR/MO TRADING. 8) REPUBLICAN PARTY OF KENTUCKY, 2ND CONGRESSIONAL DISTRICT EXECUTIVE COMMITTEE, 715 MILL ST, LEITCHFIELD, KY 42754, 08/2014, TREASURER, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) TAX WIZARDS, LLC, 715 MILL ST, LEITCHFIELD, KY, 01/2024, OWNER, TAX SERVICES, NIR, 40 HR/MO, 10 HR/MO TRADING. 10) CLARKSON BAPTIST CHURCH (KY), 5115 Elizabethtown Rd., Clarkson KY 42726, 01/2025, Committee Member, Volunteer, INV REL, 2 HR/MO, 4 HR/MO TRADING. 11) RON BLUE INSTITUTE, 715 Mill St., Leitchfifeld KY 42754, 01/2025, Ambassador, Consulting/Coaching, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-05
S63 Uniform Securities Agent State Law Examination 1999-09-21
  • S65 Uniform Investment Adviser Law Examination
    2011-02-05
  • S63 Uniform Securities Agent State Law Examination
    1999-09-21
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Leitchfield, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor