Mark Daniel Vance

Current Employers

Employment History

• 03/2010 → 04/2021
  First National Bank Of Omaha
  Omaha, NE
• 05/2021 → 08/2021
  Ally Invest Securities Llc
  Charlotte, NC
• 08/2021 → 09/2022
  Ally Invest Advisors
  Charlotte, NC
• 03/2023 → 03/2024
  Lpl Financial Llc
  Omaha, NE
• 09/2022 → 03/2023
  Unemployed
  Omaha, NE
• 03/2024 → Present
  Midwest Heritage Financial Services
  West Des Moines, IA
• 03/2024 → Present
  Midwest Heritage Financial Advisors
  West Des Moines, IA
• 03/2024 → 06/2024
  Securities America, Inc.
  West Des Moines, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  West Des Moines, IA

Previous Registrations

• 2023-03-06 → 2024-03-25
  Lpl Financial Llc
  San Diego, CA
  Omaha, NE
  Omaha, NE
• 2022-03-09 → 2022-08-09
  Ally Invest Advisors
  Omaha, NE
  Charlotte, NC
• 2015-06-18 → 2021-02-22
  Raymond James Financial Services Advisors, Inc
  Omaha, NE
• 2010-06-02 → 2015-06-18
  First National Capital Markets
  Elkhorn, NE
  Omaha, NE
  Omaha, NE
• 2010-04-06 → 2010-06-02
  Cetera Investment Services Llc
  Omaha, NE
• 2009-03-20 → 2010-04-05
  Lpl Financial Llc
  Omaha, NE
• 2007-12-14 → 2009-01-20
  Ubs Financial Services Inc.
  Omaha, NE
  Weehawken, NJ
  Omaha, NE

Other Businesses

HY-VEE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/11/2024 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Insurance Sales and Service MIDWEST HERITAGE FINANCIAL SERVICES POSITION: Agent NATURE: Insurance Sales and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/11/2024 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Insurance Sales and Service MIDWEST HERITAGE FINANCIAL ADVISORS POSITION: Financial Planner NATURE: MIDWEST HERITAGE FINANCIAL ADVISORS - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY SERVICES - INVESTMENT RELATED: YES - LOCATED AT 3580 EP TRUE PKWY WEST DES MOINES, IA 50265 INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/11/2024 ADDRESS: 3580 EP True Parkway, West Des Moines IA 50265 DESCRIPTION: Fee Based Planning MILLARD UNITED SPORTS POSITION: Board Member NATURE: I am on the board of my local athletic organization, Millard United Sports. I currently sit on the board not holding a specific title but will attend monthly board meetings. My position on the board is specific to our Girls Fastpitch Softball teams for come rec and competitive teams. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 13308 Millard Ave, Omaha NE 68137 DESCRIPTION: Assist coaches with Practice Plans, skill development and other items related to coaching Fastpitch Softball. Assist the organization with the recording of equipment that our teams use including check out and safety, assist coaches if having problems with parents, and various other items that goes a long with allowing our Recreational and Competitive select softball teams to play.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-10
• S66 Uniform Combined State Law Examination
  2002-04-15