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Current Employers
Asset Allocation Strategies, Llc

33335 Grand River, Farmington, MI 48336 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-12-10
  • MI RA
    APPROVED
    Since 2010-12-10

Branch Locations

33335 Grand River, Farmington, MI 48336 • United States

199 W. 34Th St., Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glp And Associates Holland MI 09/2001 Present
Glp Investment Services, Llc Holland MI 09/2001 Present
Asset Allocation Strategies, Llc Holland MI 12/2010 Present
  • 09/2001 → Present
    Glp And Associates
    Holland, MI
  • 09/2001 → Present
    Glp Investment Services, Llc
    Holland, MI
  • 12/2010 → Present
    Holland, MI
Other Businesses

(1) HOMEWORK INC. NOT INVESTMENT RELATED. ADDRESS: 627 COLUMBIA AVE, HOLLAND, MI 49423. NATURE: RECORD KEEPING. POSITION: SECRETARY. START DATE: 11/1993. HOURS DEVOTED PER MONTH: 0-2. DUTIES: RECORD KEEPING. (2) DAHM EDITORIAL SERVICES, LLC. NOT INVESTMENT-RELATED. ADDRESS: 627 COLUMBIA AVE, HOLLAND, MI 49423. NATURE: COPY EDITING. POSITION: SECRETARY. START DATE: 5/8/19. HOURS PER MONTH: 0-1. DUTIES: SIGN ANNUAL CORPORATE REGISTRATION. (3) GLP & ASSOCIATES, INVESTMENT RELATED, LOCATED IN HOLLAND - SUPERVISED FROM FARMINGTON MI, NATURE: LIFE INSURANCE/ANNUITY SALES, POSITION: INSURANCE AGENT, START DATE: SEPT.2001, APX 40 HRS/MO., 35 HRS DURING TRADING HOURS, DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. (4) ASSET ALLOCATION STRATEGIES, LLC; INVESTMENT RELATED; LOCATED IN HOLLAND - SUPERVISED FROM FARMINGTON; NATURE: INVESTMENT ADVISOR; POSITION: IAR; START DATE: 12/2010; APX 65 HRS/MO., 60 HRS DURING TRADING HOURS; DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-12
S63 Uniform Securities Agent State Law Examination 2002-03-25
  • S65 Uniform Investment Adviser Law Examination
    2010-03-12
  • S63 Uniform Securities Agent State Law Examination
    2002-03-25

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