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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

9999 Bellaire Blvd Ste 908, Houston, TX 77036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Law Offices Of Frank Wang Houston TX 01/2012 Present
Next Financial Group, Inc. Houston TX 06/2016 07/2025
Lpl Financial Llc Houston TX 07/2025 Present
  • 01/2012 → Present
    Law Offices Of Frank Wang
    Houston, TX
  • 06/2016 → 07/2025
    Next Financial Group, Inc.
    Houston, TX
  • 07/2025 → Present
    Houston, TX
Previous Registrations
  • 2016-06-02 → 2025-07-10
    Next Financial Group, Inc.
    Kingwood, TX
    Houston, TX
    Houston, TX
  • 2014-03-28 → 2016-06-01
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

1- 07/2025 - Frank Wang Law PLLC - Attorney/Legal Services - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 8 hours per month/ 2 hours during trading 2- 07/2025 -Wang Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/12/2017 - 120 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-28
  • S66 Uniform Combined State Law Examination
    2013-12-28

View on SEC IAPD

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