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Richard M Wertheimer

Fort Street Asset Management LLC

Honolulu, HI

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Current Employers
Fort Street Asset Management Llc

900 Fort Street Mall Suite 1727, Honolulu, HI 96813 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APP_PEND_IARCE 2026-01-01
  • HI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

900 Fort Street Mall Suite 1727, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Honolulu HI 08/2015 12/2019
Morgan Stanley Private Bank, N.A. New York NY 09/2015 12/2019
Fort Street Asset Management Llc Honolulu HI 12/2019 Present
Previous Registrations
Other Businesses

1) DIRECTOR, FORT STREET AM FUND (BVI), LTD; BRITISH VIRGIN ISLANDS, INVESTMENT-RELATED BUSINESS, 1 HR PER WEEK; DIRECTOR OF PRIVATE FUND

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2015-11-09

View on SEC IAPD

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JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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