Vincent Lopes

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 07/2017
  Raymond James Financial Services, Inc.
  Garden City, NY
• 09/2009 → 07/2017
  New York Wealth Management
  Garden City, NY
• 09/2009 → 07/2017
  Raymond James Financial Services Advisors, Inc.
  Garden City, NY
• 07/2017 → Present
  Raymond James & Associates
  Garden City, NY

Previous Registrations

• 2011-01-11 → 2017-07-27
  Raymond James Financial Services Advisors, Inc
  Garden City, NY

Other Businesses

JAB SOLUTIONS, dba FlashSpread Address: 888 Prospect Street, Suite 200,La Jolla, CA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 06/04/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive Investor

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-06
• S63 Uniform Securities Agent State Law Examination
  2002-04-24

Designations

• Certified Financial Planner