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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-19 |
| CA | RA | APPROVED | 2016-01-13 |
Branch Locations
12520 High Bluff Dr Ste 140, San Diego, CA 92130 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | San Diego | CA | 01/2002 | 11/2017 |
| Trilogy Capital Inc | San Diego | CA | 01/2016 | Present |
| Lpl Financial Llc | San Diego | CA | 11/2017 | Present |
| Trilogy Financial Services Inc | San Diego | CA | 01/2002 | Present |
1. 11/29/2017 - TRILOGY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/25/2002. 2. 02/15/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 12/1/2015 - 12 Hours Per Month/7 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/8/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/02/2002 - 160 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-23 |
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