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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-08-25 |
| IA | RA | APPROVED | 2008-02-01 |
Branch Locations
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | West Des Moines | IA | 02/2008 | Present |
University of Iowa Alumni Association / Iowa City United States,Iowa / No/ 12/15 Fundraising / No / Member of a board committee with management or supervisory functions / / Attend board meetings / Start Date 12/01/2015/ End Date 12/31/2018/Appointed No / No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-29 |
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