Charles Gregory Hartlieb

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → Present
  Ubs
  West Des Moines, IA

Previous Registrations

• 2002-05-21 → 2008-02-11
  Citigroup Global Markets Inc.
  Des Moines, IA
  Des Moines, IA

Other Businesses

University of Iowa Alumni Association / Iowa City United States,Iowa / No/ 12/15 Fundraising / No / Member of a board committee with management or supervisory functions / / Attend board meetings / Start Date 12/01/2015/ End Date 12/31/2018/Appointed No / No

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-10
• S63 Uniform Securities Agent State Law Examination
  2002-04-29

Other Names

• Charles Gregory Hartlieb