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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-01-03 |
Branch Locations
7965 North High Street, Suite 150, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Dayton | OH | 09/2014 | Present |
| Voya Financial Advisors | Dayton | OH | 09/2014 | Present |
INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 25 START DATE: 09/30/2009 ADDRESS: 7965 North High Street, Suite 150, Columbus OH 43235, United States DESCRIPTION: SALES OF FIXED INSURANCE PRODUCTS ASCENT FINANCIAL PARTNERS POSITION: Investment Adviser NATURE: FINANCIAL SERVICES/DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2019 ADDRESS: 7965 North High Street, Suite 150, Columbus OH 43235, United States DESCRIPTION: SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-19 |
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