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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-02-08 |
Branch Locations
220 West Washington St Ste 430, Marquette, MI 49855 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Marquette | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marquette | MI | 11/2016 | 01/2019 |
| Sagepoint Financial, Inc. | Marquette | MI | 01/2019 | 09/2023 |
| Osaic Wealth, Inc. | Marquette | MI | 09/2023 | 02/2024 |
| Lpl Financial Llc | Marquette | MI | 02/2024 | Present |
1)01/31/2024 - Real Estate Rental - 20 West Washington St. Suite 430, Marquette, Ml - sub-lease my conference room to an Attorney firm - Inv Rel - At Reported Business Location(s) - Start: 01/2021 2)01/31/2024 - Superior Wealth Management - DBA for LPL Business (entity for LPL business) - At Reported Business Location - Inv Rel - Start: 01/2020 - 180 Hr/Mth 3)01/31/2024 - SUPERIOR WEALTH MANAGEMENT, LLC - At Reported Business Location - Inv Rel - Start: 01/2019 - 8 Hr/Mth 4)01/31/2024 - TUESDAY JONES - Artist/Musician - Non--Inv Rel - At Residential Address - Start: 01/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 2002-04-25 |
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