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Charles N Cucuras

LPl Financial LLC

Naperville, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-01
  • IL RA
    APPROVED
    Since 2018-10-01

Branch Locations

608 S Washington St, Ste 304, Naperville, IL 60540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safe Harbor Resources Naperville IL 10/2011 Present
Cetera Advisor Networks El Segundo CA 03/2013 10/2018
Ppg Industries Pittsburgh PA 09/2015 01/2021
Lpl Financial Naperville IL 10/2018 Present
Interstate Chemical Co., Inc. Channahon IL 01/2021 Present
  • 10/2011 → Present
    Safe Harbor Resources
    Naperville, IL
  • 03/2013 → 10/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2015 → 01/2021
    Ppg Industries
    Pittsburgh, PA
  • 10/2018 → Present
    Lpl Financial
    Naperville, IL
  • 01/2021 → Present
    Interstate Chemical Co., Inc.
    Channahon, IL
Previous Registrations
  • 2013-04-01 → 2018-10-04
    Cetera Wealth Services, Llc
    Naperville, IL
    Crystal Lake, IL
    Naperville, IL
  • 2007-09-25 → 2012-12-11
    Waukesha, WI
    Naperville, IL
    Franklin, WI
  • 2005-01-18 → 2007-09-20
    Wolf Financial Management, Llc
    Woodridge, IL
    Woodridge, IL
Other Businesses

1) 10/01/2018 - DBA FOR LPL BUSINESS - CUCURAS FINANCIAL SERVICES - NAPERVILLE, IL 2) 10/01/2018 - FIXED INSURANCE - CHARLES CUCURAS - NAPERVILLE, IL 3) 10/01/2018 - DBA FOR LPL BUSINESS - AMERICAN CAPITAL MANAGEMENT - NAPERVILLE, IL 4) 4/19/2021 - Interstate Chemical Co., Inc. - Not Investment Related - 23247 W Eames St. Channahon, IL 60410 - Outside/W-2 Employment - Start Date: 1/16/2021 - 100 Hours Per Month/60 Hours During Securities Trading - Sales management role for a chemical distributor, responsible for a territory, overseeing 5-7 reps.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28
Other Names
  • Kyriakos N Cucuras

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