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David G Bartfeld

Edward Jones

Denver, CO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CO RA APPROVED 2013-07-23
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CO RA
    APPROVED
    Since 2013-07-23

Branch Locations

650 S Cherry Street Suite 830, Denver, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2013 Present
Previous Registrations
  • 2006-04-28 → 2007-04-03
    A. G. Edwards & Sons, Inc.
    Milwaukee, WI
  • 2005-07-06 → 2006-05-03
    Chase Investment Services Corp.
    Fox Point, WI
  • 2005-01-26 → 2005-07-06
    Banc One Securities Corporation
    Delafield, WI
  • 2002-06-25 → 2004-03-17
    Rbc Capital Markets, Llc
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-22
  • S66 Uniform Combined State Law Examination
    2013-07-22
Other Names
  • David Gideon Bartfeld
  • David Bartfeld

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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