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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-15
CA RA APPROVED 2023-05-12
  • TX RA
    APPROVED_RES
    Since 2023-05-15
  • CA RA
    APPROVED
    Since 2023-05-12

Branch Locations

2041 Rosecrans Ave Suite 355 [Satellite], El Segundo, CA 90245 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Irvine CA 10/2010 11/2016
Wells Fargo Clearing Services, Llc Irvine CA 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Long Beach CA 05/2023 Present
Previous Registrations
  • 2010-10-15 → 2023-05-12
    Irvine, CA
    El Segundo, CA
  • 2009-06-01 → 2010-10-29
    Los Angeles, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Los Angeles, CA
  • 2002-11-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

RANEY WEALTH MANAGEMENT LLC, INV RELATED, MANHATTAN BEACH, CA, 100% OWNERSHIP, START 2/28/2023, 200 HOURS PER MONTH, 6 HOURS DURING TRADING, FINET PRACTICE. RENTAL PROPERTY, INV RELATED, MANHATTAN BEACH, CA, 100% OWNERSHIP WITH SPOUSE, START 10/30/1992, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-11
  • S66 Uniform Combined State Law Examination
    2002-06-11
Designations
Other Names
  • Kris Raney
  • Kristopher Michael Raney

View on SEC IAPD

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