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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-02-14 |
Branch Locations
2600 North Military Trail Suite 420, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Financial Group | Enfield | CT | 03/2011 | 07/2018 |
| Mml Investors Services Llc | Enfield | CT | 03/2011 | 07/2018 |
| Ohio National Financial Services | Cincinnati | OH | 06/2018 | 02/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 07/2018 | 02/2019 |
| Massmutual Life Insurance | Fort Lauderdale | FL | 03/2019 | 12/2019 |
| Mml Investors Services, Llc | Ft Lauderdale | FL | 03/2019 | 12/2019 |
| Hornor Townsend & Kent Llc | Wilmington | DE | 01/2020 | Present |
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2020 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 1/8/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR,TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) SPORTS COACH | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - COACH | ADDRESS: 6515 NW 95TH LANE, PARKLAND, FL 33076 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: OTHER - | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: YOUTH SPORTS COACH. 3) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: AURELIUS LEGACY PARTNERS | POSITION HELD: BOARD OF DIRECTORS | ADDRESS: 2600 NORTH MILITARY TRAIL SUITE 420, BOCA RATON, FL 33431 | START DATE: 1/8/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10 HRS | APPROX TRADING HRS PER MTH: 5 HRS | DESCRIPTION OF DUTIES: I COACH AND WORK WITH THE TEAM AT AURELIUS LEGACY PARTNERS WITHIN THE PENN MUTUAL SYSTEM. I HELP THEM WITH THEIR COMPLEX ESTATE PLANS AND VARIOUS OTHER LIFE INSURANCE RELATED CONVERSATIONS. 4) INSURANCE BROKERAGE | DBA: KARP FINANCIAL SOLUTIONS |POSITION: DIRECTOR | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 5 | START DATE: 01/01/2026 | ADDRESS: 2600 N MILITARY TRAIL, SUITE 420, BOCA RATON FL 33431 | DESCRIPTION: I COACH THE TEAM AT KARP FINANCIAL SOLUTIONS WITHIN THE PENN MUTUAL SYSTEM. I HELP THEM WITH THEIR COMPLEX ESTATE PLANS AND VARIOUS OTHER LIFE INSURANCE RELATED CONVERSATIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-26 |
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