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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-24 |
| UT | RA | APPROVED | 2014-01-06 |
Branch Locations
233 South Pleasant Grove Boulevard Suite 102, Pleasant Grove, UT 84062 • United States
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Resource Management | Orem | UT | 05/2003 | Present |
| Global View Capital Management, Llc | Pleasant Grove | UT | 01/2014 | Present |
| C & E Financial Group, Inc. D/B/A Vintage Lending | Salt Lake City | UT | 07/2011 | 12/2019 |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 12/2013 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
| Innovative Mortgage Alliance, Llc | Draper | UT | 12/2019 | 12/2023 |
[1] PIONEER RESOURCE MANAGEMENT, INC.; NOT INVESTMENT RELATED; ADDRESS:365 N. PALISADES DRIVE, OREM, UT 84097; POSITION: PRESIDENT, CEO AND HEALTH SUPPLEMENT CONSULTANT; STARTED: MAY 2003; APPROX. 12 HRS/MONTH; APPROX. 2 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: HEALTH AND NATURAL SUPPLEMENT CONSULTING, SALES AND PRODUCT EDUCATION PROVIDER. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 12-04-2013; APPROX. 23 HRS/MONTH; APPROX. 14 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-08-2013; APPROX. 185 ADVISORY HRS/MONTH; APPROX. 112 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY, IF APPLICABLE. [4] BUSINESS NETWORKING INTERNATIONAL (BNI); NOT INVESTMENT RELATED; MAIN OFFICE ADDRESS: 11525 N. COMMUNITY HOUSE ROAD, SUITE 745, CHARLOTTE, NC 28277 AND PARTICIPATES IN LOCAL CHAPTER IN PLEASANT GROVE, UT; NATURE: BUSINESS NETWORKING/REFERRALS; POSITION: CHAPTER MEMBER-PLEASANT GROVE, UT; STARTED: 01-08-2018; APPROX. 8 HRS/MONTH DURING TRADING HOURS; APPROX. 10 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: NETWORK WITH OTHER BUSINESS PEOPLE IN THE COMMUNITY TO PROSPECT AND OFFER SERVICES WHERE REQUESTED. [5] GVC PARTNERS, LLC; NOT INVESTMENT RELATED; ADDRESS: 223 S. PLEASANT GROVE BOULEVARD, SUITE 201, PLEASANT GROVE, UT 84062; NATURE: PARTNERSHIP; POSITION: MEMBER; STARTED: 02.01.2023; APPROX. 10 HRS/MONTH OUTSIDE TRADING HOURS; APPROX. 5 HRS/MO DURING TRADING HOURS; RESPONSIBILITIES: PASS-THROUGH ENTITY CONSISTING OF FOUR PARTNERS, EACH PARTNER IS AN INDEPENDENT CONTRACTOR WITH GLOBAL VIEW CAPITAL ADVISORS EARNING COMMISSIONS AND/OR FEES THAT ARE DEPOSITED INTO GVC PARTNERS WHICH PAYS OFFICE EXPENDITURES AND THE PARTNERS PAYROLL AND DOES THE TAX FILINGS. [6] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02.21.2023; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 8 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-02 |
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