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Eric Joshua Neisner

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-15

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co, Llc. Ny NY 12/2005 07/2021
Franklin Distributors, Llc Miami FL 01/2009 Present
Legg Mason Partners Fund Advisors New York NY 04/2017 Present
  • 12/2005 → 07/2021
    Legg Mason & Co, Llc.
    Ny, NY
  • 01/2009 → Present
    Franklin Distributors, Llc
    Miami, FL
  • 04/2017 → Present
    Legg Mason Partners Fund Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-22
S63 Uniform Securities Agent State Law Examination 2012-06-05
  • S65 Uniform Investment Adviser Law Examination
    2017-03-22
  • S63 Uniform Securities Agent State Law Examination
    2012-06-05

View on SEC IAPD

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