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Brian J. Cook

Cerity Partners Retirement Plan Consultants

New York, NY

Raleigh, NC

Cerity Partners LLC

Raleigh, NC

New York, NY

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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-27
  • NC RA
    APPROVED
    Since 2025-05-27

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

4101 Lake Boone Trail #200, Raleigh, NC 27607 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-01
TX RA APPROVED 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01

Branch Locations

4101 Lake Boone Trail #200, Raleigh, NC 27607 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Raleigh NC 04/2005 10/2018
Cook Wealth Management Group Llc Raleigh NC 03/2014 03/2025
Cerity Partners Llc New York NY 03/2025 Present
Previous Registrations
  • 2014-03-20 → 2025-04-01
    Cook Wealth, Llc
    Raleigh, NC
  • 2005-09-06 → 2014-03-25
    Lpl Financial Llc
    Northampton, MA
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-01
S63 Uniform Securities Agent State Law Examination 2004-01-12
  • S65 Uniform Investment Adviser Law Examination
    2005-09-01
  • S63 Uniform Securities Agent State Law Examination
    2004-01-12
Designations

View on SEC IAPD

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