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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-24 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | San Diego | CA | 06/2025 | Present |
| California Bank And Trust | El Cajon | CA | 04/2013 | 10/2017 |
| Unemployed | El Cajon | CA | 11/2017 | 01/2024 |
| Prudential-Shahir Hanna | San Diego | CA | 02/2024 | 02/2025 |
| Unemployed | El Cajon | CA | 03/2025 | 06/2025 |
1. 06/26/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - El Cajon, CA - Start Date 06/11/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 06/26/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - El Cajon, CA - Start Date 06/11/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-23 |
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