Stephen Ernst Maurer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial Llc
  Honolulu, HI
• 08/2012 → 11/2017
  National Planning Corporation
  Honolulu, HI

Previous Registrations

• 2014-02-26 → 2017-11-29
  National Planning Corporation
  Honolulu, HI
• 2004-01-23 → 2005-11-08
  Janell A. Israel And Associates Ltd
  Honolulu, HI
• 2002-06-27 → 2003-02-14
  Morgan Stanley Dw Inc.
  Honolulu, HI

Other Businesses

1. 07/15/2022 - Pacific Financial Navigators - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Member/Owner - Started 01/02/2020 - 80 Hours Per Month/15 Hours During Securities Trading. 2. 01/20/2026 - New Hope Hawaii Kai - Non-Profit Board Member - Church Council Member - Not investment Related - Honolulu, HI - Start Date 01/18/2026 - 2 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-26

Other Names

• Stephen E. Maurer
• Stephen E. Maurer