Joseph Peter Mccarthy

Current Employers

Employment History

• 02/2002 → Present
  Lpl Financial Llc
  Hamden, CT

Other Businesses

(1) 02/13/2003: No Business Name - CPA Affiliate Program - Investment Related - At Reported Business Location(s) - Owner of CPA Practice (2) 02/10/2004: FINANCIAL BENEFITS UNLIMITED, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 02/11/2008: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - No Time Spent - agent of record for new client with an annuity from Great American/American General (4) 05/18/2016: Financial Freedom LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 2854 Old Dixwell Avenue - Start 01/01/2008 - 0 Hr/Mo (5) 11/07/2016: Smedley Aerial Lifts LLC - Business Owner - Not Investment Related - 40 Flax Mill Rd, Branford, CT. - Start 02/15/2007 - 16 Hr/Mo; 8 Hour(s) During Securities Trading - Co-Owner. (6) 02/17/2017: Smedley Industrial Services, Inc. - Not Investment Related - 40 Flax Mill Rd, Branford, CT - Other-Business Owner - Started 02/15/2007 - 4 Hours Per Month/0 Hours During Securities Trading - Co-Owner - Smedley Industrial Services, Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-11
• S63 Uniform Securities Agent State Law Examination
  2003-02-10