Douglas Mark Roskos

Current Employers

Employment History

• 12/2006 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Marlton, NJ
• 06/2011 → 06/2023
  Bank Of America,N.A.
  Mount Laurel, NJ
• 06/2023 → Present
  Raymond James Financial Services, Inc.
  Mount Laurel, NJ
• 06/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Mount Laurel, NJ

Previous Registrations

• 2006-12-08 → 2023-06-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ
• 2002-04-25 → 2006-12-14
  Citigroup Global Markets Inc.
  Lawrenceville, NJ
  Lawrenceville, NJ

Other Businesses

(1)Name of Business: Address: 23 Grande Boulevard, Delran, NJ, 08075, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Roskos Wealth Management LLC Address: 217B Chester Ave, Moorestown, NJ, 08057-3326, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/19/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Business through which I conduct business for clients under RJFS. (3)Name of Business: Uncle Dave's Homemade Ice Cream LLC Address: 23 Grande Boulevard, Delran, NJ, 08075, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My involvement is very limited and I do not perform any day to day activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-11
• S63 Uniform Securities Agent State Law Examination
  2002-03-28

Designations