Best Investors Account Sign in
Claim This Profile
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-05-20
  • HI RA
    APPROVED
    Since 2025-05-20

Branch Locations

500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Honolulu HI 04/2010 12/2022
Prudential Insurance Company Of America Honolulu HI 04/2010 12/2022
Pruco Securities Llc Honolulu HI 02/2023 11/2024
Prudential Insurance Company Of America Honolulu HI 02/2023 04/2025
Lpl Enterprise, Llc Honolulu HI 11/2024 04/2025
Park Avenue Securities Honolulu HI 05/2025 Present
Guardian Life Insurance Company Honolulu HI 05/2025 Present
  • 04/2010 → 12/2022
    Honolulu, HI
  • 04/2010 → 12/2022
    Prudential Insurance Company Of America
    Honolulu, HI
  • 02/2023 → 11/2024
    Honolulu, HI
  • 02/2023 → 04/2025
    Prudential Insurance Company Of America
    Honolulu, HI
  • 11/2024 → 04/2025
    Honolulu, HI
  • 05/2025 → Present
    Park Avenue Securities
    Honolulu, HI
  • 05/2025 → Present
    Guardian Life Insurance Company
    Honolulu, HI
Previous Registrations
Other Businesses

1) Rental property, Start date: 06/01/2016 Address: Honolulu HI 96813. 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-08
S63 Uniform Securities Agent State Law Examination 2002-07-12
  • S66 Uniform Combined State Law Examination
    2023-06-08
  • S63 Uniform Securities Agent State Law Examination
    2002-07-12
Other Names
  • Rosetta Chui Shan Li
  • Chui Shan Rosetta Li
  • Chuishanrosetta Li
  • Rosetta Li
  • Chui Shan Li

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor