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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | New York | NY | 08/2011 | 05/2024 |
| Bny Mellon Securities Corporation | New York | NY | 08/2024 | Present |
1. Employee of Wealth Management, discuss investment management, trust and estate planning, banking, credit, and/or lending services provided by BNY located at 200 Park Avenue New York, NY 10166. Working for 135 hours per month since June 2025, 135 hours per month devoted to business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-23 |
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